| Case |
Jurisdiction/Adversary Number |
Status |
| Broker Dealers Litigation |
|
|
*Capital Financial |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
*Gunn et al. |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
*National Securities |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
*NEXT Financial Group |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
*QA3 Financial Corp. |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Bankruptcy |
*Securities America, Inc. |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
| |
Advisory Group Equity Services |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
American Portfolio Financial Services |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Asset Management Strategies, LLC |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Out of Business |
Ausdal Financial Partners |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Barron Moore |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Out of Business |
Boogie Investment Group, Inc. |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Resolved |
Brookstone Securities |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Pending |
Callaway |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Calton & Associates |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
CapWest Securities, Inc. |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Pending |
Chester Harris & Company |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Community Bankers Securities |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Out of Business |
Crescent Securities Group |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
David Harris & Company |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
DeWaay Financial Network |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Resolved |
Eagle One Investments |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Empire Financial Group |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Out of Business |
E-Planning Securities |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Out of Business |
First Allied Securities |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
GK Securities |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Pending |
Grant Bettingen aka Newport Coast Securities |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Harrison Douglas |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Bankuptcy |
Investlinc Securities/Meadowbrook |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Pending |
Investors Capital Corp |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Jesup & Lamont |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Out of Business |
Kaiser & Company |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Lighthouse Capital Corp |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Pending |
Mainstreet Securities |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Out of Business |
Matheson Securities |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Pending |
Milkie Ferguson |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Newbridge Securities Corp |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Okoboji Financial Services |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Bankuptcy |
Private Asset Group |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Bankuptcy |
Questar Capital Corp |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Securiteis Network |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Pending |
Sterling Enterprise Group, Inc. |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Summit Brokerage Services, Inc. |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Resolved |
United Equity Securities, LLC |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Out of Business |
United Securities Alliance, Inc. |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Out of Business |
Waterford Investor Services |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Out of Business |
Wedbush Morgan Securities, inc. |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Resolved |
Westpark Capital |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Resolved |
WFP Securities Corp |
US District Court - Northern District of Texas / 3:10-CV-01884-F** |
Resolved |
Williams Financial Group (WFG) |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Resolved |
Workman Securities Corp. |
US District Court - Northern District of Texas / 3:10-CV-01884-F |
Pending |
JP Turner & Company, LLC |
US Bankruptcy Court - Northern District of Texas/ 11-03065-hdh |
Resolved |
Endurance American Specialty Insurance Company v. AFA Financial Group, LLC et al. ("AFA Interpleader") |
U.S. District Court - Central District of California / 2:11-CV-01073-DSF-AJW |
Resolved |
| Other Actions |
PFM, LLC v. Provident Royalties, LLC et al. |
US Bankruptcy Court - Northern District of Texas / 10-03042-hdh |
Resolved |
Segner v. Franklin O. Miller & Ella Elizabeth Miller |
US Bankruptcy Court - Northern District of Texas / 11-03392-hdh |
Resolved |
Segner v. Gunn, et al. |
US Bankruptcy Court - Northern District of Texas / 11-03388-hdh |
Resolved |
Segner v. Hopkins |
US Bankruptcy Court - Northern District of Texas / 11-03393-hdh |
Resolved |
Segner v. Jerry Miller Smith |
US Bankruptcy Court - Northern District of Texas / 11-03391-hdh |
Resolved |
Segner v. Jordan et al ("D/O Litigation") |
US Bankruptcy Court - Northern District of Texas / 11-03148-hdh |
Resolved |
Segner v. Mary Jane Richards, Trustee, of The Mary Jane Richards Trust |
US Bankruptcy Court - Northern District of Texas / 11-03394-hdh |
Resolved |
Segner v. Maxine R. Carnott |
US Bankruptcy Court - Northern District of Texas / 11-03390-hdh |
Resolved |
Segner v. Patrick G. Jordan |
US Bankruptcy Court - Northern District of Texas / 11-03389-hdh |
Resolved |
Segner v. Potts et al. |
US Bankruptcy Court - Northern District of Texas / 11-03383-hdh |
Resolved |
Segner v. RJW Energy, LLC, et al. |
US Bankruptcy Court - Northern District of Texas / 11-03387-hdh |
Resolved |
Segner v. The Pfanenstiel Company, LLC, et al. |
US Bankruptcy Court - Northern District of Texas / 11-033936-hdh |
Resolved |
Segner v. Twister Gas Services, LP, et al. |
US Bankruptcy Court - Northern District of Texas / 11-03395-hdh |
Resolved |
Segner v. Mick & Associates, P.C., LLO |
US Bankruptcy Court - Northern District of Texas / 11-03341-hdh |
Pending |
Segner v. Ruthven Oil & Gas, LLC, et al. |
US Bankruptcy Court - Northern District of Texas / 11-03385-hdh |
Pending |
Segner v. Sovereign Bank, et al. |
160th Judicial District - Dallas County / 11-05353-L |
Pending |
